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The Report of the Iraq Inquiry
14.  After Order No.1 was signed, the UK, having recognised the Order’s potential to
create a pool of disaffected individuals and to deny posts to effective public servants,
urged a pragmatic approach to de‑Ba’athification in its contacts with the US, including
at the highest levels, but with little practical effect.
15.  In November 2003, the CPA decided to hand responsibility for implementing
de‑Ba’athification to the Governing Council (GC). There were misgivings about the
decision in the FCO but, rather than act on them, it relied on assurances that the policy
was to be implemented flexibly.
16.  Although it would have been challenging to create, a more independent oversight
body than the GC would have been more appropriate. The decision to hand over
responsibility for implementation to a political body of this nature was, in the Inquiry’s
view, a mistake which left a critically important area of policy outside the control of the
CPA, with damaging consequences.
17.  One Iraqi interlocutor suggested to the Inquiry that it would have been preferable for
judges to preside over the process but also recognised that the Iraqi court system was
not in a fit state to take on additional responsibilities in 2003.
18.  As soon as it was appointed, the High National de‑Ba’athification Commission,
steered by Dr Ahmed Chalabi and Mr Nuri al‑Maliki, took action to toughen the
impact of de‑Ba’athification. Both officials and military commanders recognised
almost immediately that such action was likely to generate further instability, but the
CPA’s decision to hand over responsibility to the GC left the UK unable to intervene.
The UK, however, remained responsible for security in the South in the face of a
growing insecurity.
19.  The enthusiasm for de‑Ba’athification felt by many Iraqi political leaders –
Dr Chalabi and Mr Maliki in particular – may well have made any policy change difficult
to achieve. This enthusiasm reflected a deep‑seated fear within the Shia community of
the resurgence of the Ba’ath Party and a return to Sunni dominance.
20.  After the appointment of the Interim Transitional Government in June 2004, the
coalition’s responsibilities in Iraq shifted, but it retained considerable influence over the
development of the political process.
21.  By the time of Iraq’s first post‑invasion elections, de‑Ba’athification had already
been identified as a major political issue because it put a substantial barrier in the way
of Sunni engagement with the political process. Although the UK placed a high premium
on successful and inclusive elections, attempting to remove the barriers imposed by
Order No.1 was not made a priority.
22.  Increasing codification of the extent of de‑Ba’athification, in the Transitional
Administrative Law and then the Iraqi Constitution, was one crucial way in which
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