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11.2  |  Conclusions: De‑Ba’athification
6.  The UK did have advance sight of the text of the Freedom Message, which
“disestablished” the Ba’ath Party, but did not succeed in having its drafting changed
to reflect concerns raised by lawyers in the FCO.
7.  In the post‑conflict phase, Secretary Rumsfeld and the Department of Defense
in Washington, and Ambassador Bremer in Baghdad, became the driving forces of
de‑Ba’athification policy.
8.  The UK’s absence from formal decision‑making within the CPA (see Section 9.8)
meant that its input to discussion of de‑Ba’athification policy in May 2003 was dependent
on the influence of one particular individual: Mr John Sawers, the Prime Minister’s
Special Representative to Iraq. The key policy choice at that point was centred on
whether the top three, or the top four, tiers of the Ba’ath Party should be brought
into scope.
9.  The CPA Order No.1 signed by Ambassador Bremer differed from the UK policy
position on the best approach to de‑Ba’athification. In particular, the decision to bring
the fourth tier1 of Ba’ath Party members into scope – which increased the number of
individuals potentially affected from around 5,000 to around 30,000 – was considered
by the UK to be disproportionate and likely to deprive Iraqi institutions of much‑needed
capacity.
10.  The Inquiry agrees with the UK’s view, and considers that limiting de‑Ba’athification
to the top three tiers would have had the potential to be far less damaging to Iraq’s
post‑invasion recovery and political stability.
11.  As Order No.1 was being finalised, UK officials did not propose any attempt at
Ministerial level to influence the policy via Washington. The effect of such an approach
may in any case have been limited as significant policy choices appear to have been
made before Ambassador Bremer deployed to Iraq. Not unreasonably, Mr Sawers
advised against lobbying Washington in the face of a strong desire by the Iraqi
Leadership Group, comprised largely of Shia and Kurdish politicians, for a stringent
approach to de‑Ba’athification.
12.  However, the UK’s informal acceptance of Order No.1 helped to set the tone for its
relationship with the CPA which persisted throughout the lifespan of the organisation.
Informal consultation with the UK, usually through Mr Sawers and subsequently
Sir Jeremy Greenstock, became the norm.
13.  The Order had consequences. It made the task of reconstructing Iraq more difficult,
both by reducing the pool of Iraqi administrators and by adding to the pool of the
unemployed and disaffected, which in turn fed insurgent activity.
1  Down to the rank of Group Member.
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