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11.1  |  De-Ba’athification
124.  On 12 December, in a telegram to the FCO on strategy for engaging the Sunni
community, Mr David Richmond, now Deputy Special Representative on Iraq, wrote that
it was essential that:
“The possibility of de‑Ba’athification … distinguish[ed] between senior/criminal
elements and those whose party affiliation was obligatory or nominal. The CPA
almost certainly made a mistake in handing this issue to the IGC. Most IGC
members are hard‑liners more interested in rooting out Ba’athists wherever they
can be found and excluding all former Ba’ath Party members from standing for
elections to the TNA [Transitional National Assembly] than in reconciliation. Not all
Sunnis were Ba’athists but this is bound to cause further alienation. I have spoken
to Bremer about this. He is ready to make clear to the IGC that sweeping exclusions
are unacceptable and that the economic and security consequences have to be
considered”.112
125.  In January 2004, the GC published procedures for the implementation of
de‑Ba’athification.113 They confirmed that all individuals working in the public sector
who fell into the following categories were to be dismissed immediately if they had not
already been removed from office:
those in the top four tiers of Ba’ath Party membership;114 and
those in the top three tiers of public sector management qualifying as member
or active member (less senior Ba’athists).
126.  Those in the top three tiers of Ba’ath Party membership would have no opportunity
for appeal. A formal appeal mechanism was put in place for:
those in the fourth tier of Ba’ath Party membership; and
those in the top three layers of public sector management who had not been
senior Ba’athists.
127.  Appeals were to be held in two stages; first by local de‑Ba’athification Review
Committees (established by the relevant ministry, in each governorate area) and then
by Dr Chalabi’s Higher National de‑Ba’athification Commission. Appeals could be either
on factual grounds (for example, that the individual had been mistakenly identified as
a senior Ba’ath Party member but had not in fact been one), or on broader grounds
regarding the degree to which the individual subscribed to the ideals of the former
regime. The criteria against which commitment to the regime would be judged were:
whether the employee had renounced Ba’ath Party membership;
112 Telegram 306 IraqRep to FCO London, 12 December 2003, ‘Iraq: Sunni Strategy’.
113 Talmon, S. The Occupation of Iraq: Volume II The Official Documents of the Coalition Provisional
Authority and the Iraqi Governing Council. Hart Publishing, 2013.
114 Defined as Udw Qutriyya (Regional Command Member), Udw Far (Branch Member), Udw Shu’bah’
(Section Member) and Udw Firqah (Group Member).
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