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8  |  The invasion
531.  The draft listed six constraints on UK military planning resulting from unresolved
elements in pre-invasion preparation:
there was unlikely to be a Security Council mandate for Phase IV in place for
several weeks;
in the absence of a mandate, military operations would “in varying degree, be
both directed and constrained by the Hague and Geneva Conventions”;
an uncertain strategic context that was likely to change over time;
the duration and impact of war-fighting would set the conditions in which Phase
IV would begin;
the need for the operational design to be “broadly consistent with the US
approach”; and
the need for force levels to “conform to endorsed scales of effort”. There was
“a recognised need for additional forces in Iraq to secure ground already
taken, show Iraq-wide Coalition presence and provide CFLCC with operational
flexibility”. The US planned a significant uplift in combat power, but not for a
month.
532.  The draft listed 10 “key deductions”:
“a. The strategic context to the operation lacks certainty. Internationalisation is likely
to be slow as nations take a view on the likelihood of overall success before
committing themselves.
b. The operational design must be sufficiently flexible to remain coherent within
an ill-defined strategic context which is likely to change.
c. The posture and disposition of US and UK forces when combat operations are
complete or when a surrender is concluded will be uncertain.
d. On completion of combat, forces will be located in areas of operations for which
they will have legal and military responsibilities which cannot be relinquished
until handed over to a relieving force.
e. CFLCC will adjust force dispositions on completion of Phase III and establish
an Iraq-wide Coalition presence. The Coalition will be thinly spread and the UK
will be expected to take its share of the risk/burden in order to establish a safe
and secure environment.
f. On completion of Phase III, UK forces will be allocated an AOR within which the
legal and other obligations of an Occupying Power must be met. The AOR may
not necessarily be contiguous from the outset, but we should aim for this as
soon as possible.
g. If there is no effective governance in place, forces will have responsibilities for
co‑ordinating, and in some cases delivering, many aspects of life in Iraq.
h. The military role in support of the civil sector could be prolonged.
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