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6.5  |  Planning and preparation for a post-Saddam Hussein Iraq, January to March 2003
212.  On 31 January Mr John Grainger, a Legal Counsellor in the FCO, sent Mr Pattison
a “basic principles” paper on rights under international law to occupy and administer
post-conflict Iraq. The paper was for use by Mr Pattison during talks in Washington the
following week and was copied to Mr Ricketts, Mr Ehrman and other FCO officials.105
The paper was also copied to Mr Martin Hemming, the MOD Legal Adviser, but it is not
clear whether it had been discussed with the MOD in draft.
213.  Mr Grainger explained that he had discussed occupation rights with the State
Department Legal Advisors, who acknowledged they had not done any systematic
thinking on the issue, but that he had not yet discussed the issue with DoD.
214.  Mr Grainger’s paper stated:
“The rights of Coalition forces to occupy Iraq following a conflict would be closely
related to their rights under international law to use force. It is likely that those rights
will be based on the express or implicit authorisation of the United Nations Security
Council … to be interpreted within the overall objective of Iraqi compliance with
disarmament obligations imposed by the Security Council and the requirement for
restoring international peace and security in any area … As regards Occupation
post-conflict, the authorisation will again only justify such steps as are necessary
to achieve the above objectives.
“To the extent that Iraq came under Coalition control during the course of any conflict
the rights and obligations of the Coalition would be those of an Occupying Power, as
set out in detail in Articles 42 to 56 of the Regulations annexed to Hague Convention
IV of 1907, and in Geneva Convention IV … of 1949 … In general, the Occupying
Power must take all measures in its power to restore and ensure public safety by
respecting, unless absolutely prevented, the law in the occupied State … Detailed
provisions include limited rights to take possession of and use state property …;
to remove officials and judges …; and to amend the penal laws of the occupying
territory … The Geneva Convention also provides a comprehensive code on the
protection of the civilian population and internees.
“In these and other areas it is likely that aspects of reconstruction of institutions
and infrastructure post-conflict could fall outside the competencies of an Occupying
Power under international law. For these reasons it is important that a further
Security Council resolution be adopted under Chapter VII as soon as possible to
confer upon the Coalition and/or other States and international organisations as
appropriate the necessary powers … A United Nations administration would not be
an occupying power and would not be constrained by the provisions of international
humanitarian law though it should apply general international law … Equally a
105 Minute Grainger to Pattison, 31 January 2003, ‘Rights Under International Law to Occupy and
Administer Iraq after a Conflict’ attaching Paper [unattributed and undated], ‘Rights Under International
Law to Occupy and Administer Iraq after a Conflict’.
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